Practical AFSL guidance.
Plain-English guides on the regulatory requirements brokers actually navigate.
Section 961B for brokers: a working checklist
What 'reasonable steps' actually means, the evidence regulators look for, and the documentation that makes it defensible.
SOA DOCUMENTATIONWriting statements of advice that hold up
Structure, citation hygiene, and the practical anatomy of a defensible SOA.
CODE OF PRACTICEICA General Insurance Code of Practice 2023: what changed
The 2023 revisions and their operational implications for broker practice.
CONFLICTED REMUNERATIONConflicted remuneration: what counts, what doesn't
Reading Part 7.7A in plain English. Where commission disclosure is enough and where it isn't.
PDS ANALYSISWhat ASIC expects from a PDS review
RG 175, RG 244 and the practical standards regulators apply to advice on insurance products.
RECORD-KEEPINGThe seven-year rule, and what it covers
Retention requirements under the Corporations Act, plus what your audit trail actually needs to preserve.
INCIDENT REPORTINGCyber and data incident reporting: timelines and content
OAIC notifiable data breach scheme plus ASIC reportable situations.
AI IN ADVICEASIC Information Sheet 271: using AI in financial advice
What supervisors are accountable for, and how to evidence supervision.